A securities attorney is a lawyer who is well-versed in securities law and takes up different types of legal cases that have anything to do with different types of securities. For example, they can help you with some issues issued by the government or they can assist companies with issues revolved around stocks, bonds, debentures and do on. So, if you are an investor who believes to be the victim of a fraud or a company owner that needs legal representation in a securities-related matter, you should consider hiring a Securities attorney. This area of law is very complex, sophisticated and highly technical, meaning you probably won’t be able to deal with the case without an attorney by your side. In this article, we are going to discuss the benefits of hiring a securities lawyer and some important points to consider when making your decision on whom to hire.
The Role of Securities Attorney
The role of these experts is very important in debt and corporate world because not only that complaints made against brokers continue to increase, but more and more company owners believe they have been the victim of a fraud. Securities lawyers will ensure brokerage firms, stock brokers and individual brokers comply with the rules and policies established by the state law. Apart from standing on behalf of the clients in different securities, your attorney will also advise you about your legal rights that come with different investments. The lawyer you decide to hire will help you handle any irregularities in your securities by navigating you through the legal system and offering you multiple solutions for your case.
Have in mind that many actions taken by broking firms and brokers require the services of a securities attorney. For example, in case of securities fraud, if you don’t act quickly, you may end up losing your entire investment. Except for frauds, your attorney will help you face issues that include market manipulation, insider trading, embezzlement, and broker negligence. By hiring an experienced lawyer, you will be provided services such as litigation and trial, representation and compensation. The role of an attorney is not limited to the debentures and debts of corporations and companies. In most cases, lawyers handle complaints filed against the broker as well as irregularities in securities caused by industry scandals, accounting scams, trading schemes, questionable sales practices, illegal funding and so on.
Securities Law in the US
In the United States, securities are covered both by the state laws and federal laws and they regulate the issuance and payment of securities. Federal securities are administered by the SEC or Securities and Exchange Commission, while Investment Company Act and Investment Advisers Act administer two primary federal laws that apply to securities.
Where to Find a Securities Lawyer?
If you are looking for a securities lawyer, start by reaching out to members of the local Chamber of Commerce. Make sure you check the website of the potential law firm you are considering to hire and read reviews from their satisfied clients. Ask how many attorneys will be working on your case and the hourly rates of each to have a full understanding of their fees and finally, don’t only be focused on the experience of your attorney, but also on his approach to you. Hire an attorney you feel comfortable to work with.